Senior Manager, Compliance - Wholesale/Markets/Treasury - $180K

$160k - $180k
Sydney CBD
01 Aug 2019

You will be reporting to a dynamic well experienced Head of Compliance who prides themselves on encouraging a collaborative team.

The Organisation

Global bank undergoing some great growth transformations locally - great opportunity to join at this time!

The Role

  • Compliance review and challenge, providing advice and delivering training to wholesale business division.
  • Plan and facilitate policy and standards for the key compliance risks of Privacy, Conflicts of Interest, Market Abuse, Conduct and Treating Customers
  • Acting as key change agent and influencing organisational change
  • Provision of reporting and oversight of key compliance topics into key Wholesale Risk Management Committees, Australia Risk Management Committees and Australian Board Risk Management Committees
  • Identify and work with the Wholesale teams to action incidents and breaches, analysing results, reporting and follow up on remedial action
  • Provide coaching and guidance to Wholesale, Markets and Treasury, and business partners in the area of incident analysis, licensing and prudential obligation

The Successful Applicant

  • Currently working in a compliance capacity in the Australian and New Zealand regulatory environment and requirements, with ability to conceptualise, interpret and communicate clearly on its impact on the business and financial products
  • Compliance experience working with Wholesale or Markets or Treasury business lines products and local legislation requirements
  • Comfortable working in a dynamic environment

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Maria Konstantinou's picture
Business Manager | Risk Management & Compliance
Sydney +61 (0)2 8986 3151 |