Risk & Compliance Manager - Funds Management - 12 month FTC

$100k - $120k
Sydney CBD
21 Jun 2019

Superannuation & Funds Management - Top Tier Wealth Management business. Excellent culture, prestigious CBD offices, highly regarded leadership team.

Great opportunity for a Compliance Senior Analyst/Manager to join this Top Tier Funds Management organisation on a 12 month FTC. You will work closely with the Head of Risk and Compliance to develop and maintain strong risk, compliance and governance frameworks with this ASX-listed investment management firm.


You will join a dynamic, open and highly motivated risk and compliance team, where you will play a crucial role in advising the funds management business.

Supporting the Head of, this exciting role will give you the opportunity to continually improve and develop durable governance, risk and compliance frameworks alongside the funds management area.

On a day-to-day basis you will:

  • Work closely with relevant stakeholders to maintain the Funds Management Risk Register and to identify the risks relevant to the business, creating control strategies to implementMaintain and develop the risk framework, compliance plans and other policies, practice notes and procedures
  • Review investment management documentations such as Request for Proposals (RFPs) and Investment Management Agreements (IMAs)
  • Advise stakeholders on important and accurate risk and compliance issues affecting the funds management business area


This top tier ASX-listed company has an excellent organisational culture, and is led by a highly regarded leadership team. This is a great opportunity to combine your existing investment funds/wealth management compliance experience and work alongside highly experienced and respected individuals.


To be successful in this role you will have:

  • 3+ years Operational Risk (2nd line) or Compliance experience
  • Demonstrated stakeholder engagement experience (internal and external)
  • Sound understanding of risk and compliance management practices and frameworks
  • Knowledge of the application of ISO 19600 and ISO 31000 to a large, publicly listed entity as well smaller, boutique investment management firms
  • Strong communication skills and be extremely motivated and proactive

To express your interest in this opportunity please apply now. For any questions please call Renee Patu 02 8986 3120 or email: rpatu@morganmckinley.com.au.

Morgan McKinley is acting as an Employment Business in relation to this vacancy.

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 | rpatu@morganmckinley.com.au