Compliance Officer - Markets

$450 - $600 pd
Sydney CBD
27 May 2019

Global powerhouse. Report to the Head of Compliance. Provide regulatory compliance advice, and facilitate compliance training to business.


Reporting to the Head of Compliance, you will work closely with a team of 4 to provide advice to the Global Markets team. This role will see you assist in resolving compliance issues, conduct surveillance of different markets, and contribute to the development of compliance policies and procedures.

On a day-to-day basis you will:

  • Provide regulatory compliance advice to the business on new products, transactions and procedures;
  • Develop and provide training programs on compliance topics
  • Undertake compliance reviews
  • Review and amend compliance policies, rules and procedures
  • Engage with regional compliance team to ensure consistency of approach


This is a highly reputable, high performing global investment bank. This organisation prides itself on its culture - with a real committment to professional development, mentorship and a platform to promote from within.


To be successful in this role you will possess:

  • 3-5 years' experience in a compliance group or similar within an investment bank
  • Strong financial services industry knowledge, with a clear understanding of the changing regulatory environment
  • Strong communication skills (oral / written)
  • Outcomes focused and an ability to work autonomously

To express your interest in this opportunity please apply now. For any questions please call Renee Patu 02 8986 3120 or email:

Morgan McKinley is acting as an Employment Business in relation to this vacancy.

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 |