Compliance Manager - Monitoring & Surveillance

$120k - $160k
Sydney CBD
19 Feb 2020

Leading Australian bank. Interesting and challenging compliance role. Influence key stakeholders and deliver quality compliance advice.


We are partnering with a leading Australian bank in relation to an enterprise-wide transformation program. This is an exciting opportunity to make a name for yourself, and make a real impact as the bank undergoes this change! Based in the heart of the city, this customer centric company has built an environment that is culturally diverse and rich in technical expertise. You will work alongside experienced professionals and will be provided a platform for success.


Exciting opportunity for a Senior Manager to play a crucial part in supporting the Enterprise Compliance Monitoring & Surveillance team.

This role will see you play a critical part in completing compliance monitoring activities across Consumer and Business Banking business units. You will support key stakeholders and assist with the identification of risk indicators and continuously strive to do things better and more efficiently.

  • Plan, design and execute second line monitoring:
    • Email and telecommunication surveillance
    • "Deep dive" reviews
    • Monitoring of KRI's across a multi-brand business
    • Development of early warning indicators
  • Prepare comprehensive reports to the business with recommendations on each monitoring assignment to be conducted
  • Develop and manage strong divisional relationships with business partners
  • Build effective relationships with stakeholders within Compliance


To be successful in this role you will possess:

  • "Hands on" experience with Compliance frameworks (including 3LoD) in financial services
  • Good knowledge of FS legislation including: NCCP/Responsible Lending/BCOP/Privacy
  • Proven oral and written communication skills and senior stakeholder mgmt experience
  • Exposure to risk and control management frameworks and assurance techniques
  • Ability to critically analyse business data and documentation
  • Demonstrated commercial judgment and problem solving skills


  • Flexible and agile work arrangements
  • Competitive salary and bonus
  • Work funded community volunteer days
  • Regular staff events and opportunities to build your network
  • Platform for career development and genuine autonomy
  • Financial benefits (special banking, wealth management products, insurance offers)

To express your interest in this opportunity please apply now. For any questions please contact Renee Patu:

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 |