Compliance Manager - Global Financial Services Organisation

$100k - $120k
Sydney CBD
06 Jan 2019

Global Financial Services Organisation. Day-to-day engagement with Regulators and Senior Stakeholders. Manage Licensing requirements for ANZ business

Join a prestigious global financial services organisation where you will have the opportunity to take ownership of the licensing requirements for ANZ (both AFSL and ACL). Working as part of a close-knit and cohesive team, you will be responsible for the management of regulatory compliance for ANZ entities across the business, as well as group-wide policy functions.

Role and Responsibilities:

You will regularly engage with senior stakeholders of the business to explain licensing requirements and liaise with regulators to ensure compliance with the requirements on behalf of the relevant business streams. Your responsibilities will include but not limited to:

  • Preparing responsible manager appointments and removals filings
  • Maintaining licences including variations and applications
  • Annual compliance certificates for ACL
  • Assist with delivery of annual AFSL audit
  • Manage key upcoming projects for licensing Compliance
  • Provide policy oversight of compliance owned policies


  • 3+ years' Compliance experience within Financial Services
  • Previous experience with AFSL or ACL
  • Excellent written and verbal communication skills - to be able to interact with all levels of the business
  • Strong attention to detail
  • Enthusiasm and an ability to be proactive and work autonomously


  • Receive mentoring and training for experienced industry professionals
  • Engagement with senior stakeholders across the business
  • Access to truly global network
  • Genuine career development opportunities
  • Secondment opportunities
  • Open and supportive team culture
  • Inclusive and diverse working environment

If you would like to find out more about this opportunity or discuss your career options generally, please contact Renee Patu of our Sydney office on 02 8986 3120 or email: or apply now.

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 |