Compliance Analyst - Investments & Wealth Management

$100k - $120k
Sydney CBD
05 Sep 2019

Prestigious investment bank. Excellent mentoring and career development opportunities. Great opportunity to leverage off your existing wealth compliance experience and join a powerhouse!


Reporting to the Head of Compliance, you will assist and advise key business stakeholders to ensure they meet their compliance requiremnets. This hands-on' role will see you act as a representative to key regulators, internal stakeholders, risk committee and board members within the wealth management product portfolio.

On a day-to-day basis you will:

  • Implement and maintain regulatory compliance frameworks
  • Develop relationships with internal stakeholders and regulators
  • Work as part of a close-knit team to uplift the compliance capabilty across the portfolio


This is a prestigious investment bank that is truly connected globally. This organisation supports flexible working and provides a platform for international secondment opportunities and career development.

The Head of this team is a genuinely warm, supportive and approachable leader that has a wealth of knowledge and experience. They invest in the development of their team to achieve great outcomes for the business.


To be successful in this role you will possess:

  • 3+ years' compliance experience in wealth management/superannuation/funds management/investment management
  • Strong understanding of regulatory landscape including relevant legislation/prudential standards
  • Strong communication skills (oral / written)
  • Drive to achieve and a real 'can do' attitude

To express your interest in this opportunity please apply now. For any questions please call Renee Patu 02 8986 3120 or email:

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 |