Compliance Analyst - Investments & Wealth Management

$100k - $120k
Permanent
Sydney CBD
05 Sep 2019
BBBH732362

Prestigious investment bank. Excellent mentoring and career development opportunities. Great opportunity to leverage off your existing wealth compliance experience and join a powerhouse!

THE ROLE

Reporting to the Head of Compliance, you will assist and advise key business stakeholders to ensure they meet their compliance requiremnets. This hands-on' role will see you act as a representative to key regulators, internal stakeholders, risk committee and board members within the wealth management product portfolio.

On a day-to-day basis you will:

  • Implement and maintain regulatory compliance frameworks
  • Develop relationships with internal stakeholders and regulators
  • Work as part of a close-knit team to uplift the compliance capabilty across the portfolio

THE ORGANISATION

This is a prestigious investment bank that is truly connected globally. This organisation supports flexible working and provides a platform for international secondment opportunities and career development.

The Head of this team is a genuinely warm, supportive and approachable leader that has a wealth of knowledge and experience. They invest in the development of their team to achieve great outcomes for the business.

THE SUCCESSFUL CANDIDATE

To be successful in this role you will possess:

  • 3+ years' compliance experience in wealth management/superannuation/funds management/investment management
  • Strong understanding of regulatory landscape including relevant legislation/prudential standards
  • Strong communication skills (oral / written)
  • Drive to achieve and a real 'can do' attitude

To express your interest in this opportunity please apply now. For any questions please call Renee Patu 02 8986 3120 or email: rpatu@morganmckinley.com.au.

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Renee Patu's picture
Consultant | Risk & Compliance
Sydney +61 (0)2 8986 3120 | rpatu@morganmckinley.com.au